FCA regulation

FCA regulation - Capital Alliance Partners - An Independent Alternative Asset Advisory Firm

FCA regulation
Headquartered in London, Capital Alliance Partners is Pan-European in approach and is authorised and regulated by the Financial Conduct Authority .

The FCA is the United Kingdom’s regulatory organisation with responsibility for regulating members of the organised City investment markets.

The FCA was established to oversee the implementation of the Financial Conduct Act which requires investment businesses to be authorised.

It coordinates and monitors the regulatory system to ensure all forms of investment business are adequately regulated.

The FCA’s aim is to ensure investors can have confidence that the companies they regulate are safe to do business with. The FCA verifies that firms deal honestly and fairly with investors, and have sound finances and management.

You can visit the FCA web site at www.fca.gov.uk

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